Our qualifications help compliance professionals develop relevant knowledge and best practice for operating within the fields of governance, risk and compliance, financial crime prevention and anti money laundering (AML). Awarded in conjunction with the Alliance Manchester Business School, The University of Manchester, you can be assured that you are studying for a worthwhile qualification that is the benchmark of excellence.
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ICA Specialist Certificate in Conduct Risk
Course level : Specialist
What does good conduct look like for a firm? What does it look like for customers? What are the impacts of poor conduct?
This accessible, online course will give you the skills and tools to address these issues.
- Learn about conduct and conduct risk in the context of governance, risk and compliance frameworks
- Review examples of good conduct and how they contribute to good customer and market outcomes
- Get to grips with conduct in practice including the UK Senior Managers and Certification Regime, MiFID II, GDPR, handling complaints and vulnerable customers
This course is awarded in association with Alliance Manchester Business School, the University of Manchester.
ICA Specialist Certificates are designed for anyone wanting focused yet accessible knowledge in specific areas of risk. They are suitable either for those working in the first and second lines of defence looking to certify existing specialist areas of knowledge, or for those looking to increase their professional agility by learning about new areas of risk.
To get the most from the course, a good standard of English is required.
- Development of the conduct agenda
- Core components of conduct risk
- What does good conduct look like for a firm?
- Know your responsibilities and accountabilities
- What does good conduct look like for customers?
- Meeting the customer's objectives ~ the outcomes-focused approach
- The importance of good market conduct
- Non-financial misconduct
- Understanding a conduct framework in practice - the Senior Managers & Certification Regime (UK)
- Study in your own time and at your own pace
- Course can be completed in as little as 4 weeks but you will have access for up to 3 months
- Assessed by a 1 hour online multiple-choice exam
- Your results are available immediately
- Downloadable certificate to demonstrate your achievement
We have full syllabi available for all of our qualifications. Click here to download a syllabus for this course.
Course fees (subject to local taxes)
| per currency depending on location | |
| GBP | 615 |
| EUR | 819 |
| USD | 800 |
Course fees stated exclude VAT or local tax, this will be added to your basket at the checkout if applicable.
These fees include a downloadable certificate which you are able to print. Should you require a hard copy posted, there is a fee of £50 plus VAT if applicable.
FTS-Eligible
This programme is recognised under the Financial Training Scheme (FTS) and is eligible for FTS claims subject to all eligibility criteria being met.
Please note that in no way does this represent an endorsement of the quality of the training provider and programme. Participants are advised to assess the suitability of the programme and its relevance to participants’ business activities or job roles.
The FTS is available to eligible entities based on the prevalent funding eligibility, quantum and caps. FTS claims may only be made for recognised programmes with a specified validity period. Please refer to www.ibf.org.sg for more information.
Please refer to www.ibf.org.sg for more information.
Funding
This course is eligible for Financial Training Scheme (FTS) funding.
Read more about the funding details here.
*MAS will enhance course fee subsidies for locals attending accredited or recognised courses up to 90%. IBF will provide an additional 5% in support in the form of IBF Credit, bringing the course fee subsidy up to 95%.
Read more about the enhanced funding details.
Course dates and prices
Where are you based?
Fees are subject to local taxes where appropriate and will be shown on your checkout page.
Expert support
Help and support
Alternatively contact us on +44(0)121 362 7534 / studentservices@int-comp.org (Qualifications)
or +44(0)121 362 7747 / membership@int-comp.org (Membership)
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