ICA Specialist Certificate in Conduct Risk

Course level : Level 2 - Specialist

 

Do you know what good conduct looks like for a firm and what it looks like for customers? Are you aware of the impacts of poor conduct? Equip yourself with the knowledge and skills to be able to answer these questions and more.

  • Discover conduct and conduct risk in the context of governance risk and compliance (GRC) frameworks
  • Review examples of good conduct and how they contribute to good customer and market outcomes
  • Get to grips with conduct in practice including the UK Senior Managers and Certification Regime, MiFID II, GDPR, handling complaints and vulnerable customers

ICA Specialist Certificates, awarded in association with Alliance Manchester Business School, the University of Manchester, will help you quickly gain actionable knowledge to boost your confidence and credibility.


 

ICA Specialist Certificates are designed for anyone wanting focused yet accessible knowledge in specific areas of risk. They are suitable either for those working in the first and second lines of defence looking to certify existing specialist areas of knowledge, or for those looking to increase their professional agility by learning about new areas of risk.

To get the most from the course, a good understanding of written English is required. 

Not sure if this course is right for you? Take this short quiz to find out

  • Development of the conduct agenda
  • Core components of conduct risk
  • What does good conduct look like for a firm?
  • Know your responsibilities and accountabilities
  • What does good conduct look like for customers?
  • Meeting the customer's objectives ~ the outcomes-focused approach
  • The importance of good market conduct
  • Non-financial misconduct
  • Understanding a conduct framework in practice - the Senior Managers & Certification Regime (UK) 
  • Study in your own time and at your own pace
  • Course can be completed in as little as 4 weeks but you will have access for up to 3 months
  • Assessed by a 1 hour online multiple-choice exam
  • Your results are available immediately
  • Downloadable certificate to demonstrate your achievement

We have full syllabi available for all of our qualifications. Click here to download a syllabus for this course.

Course fees (subject to local taxes)

per currency depending on location   
GBP  645
EUR  711
USD 840

Course fees stated exclude VAT or local tax, this will be added to your basket at the checkout if applicable. 

These fees include a downloadable certificate which you are able to print. Should you require a hard copy posted, there is a fee of £50 plus VAT if applicable. 

Discount for Low GDP countries

A 15% discount applies if you are based in one of the countries on this list The discount will be added automatically on the check out page.

Membership Fee: £110* (Associate Membership - you must be an ICA member for the duration of your studies)

*Payable unless you are already an ICA Member. 

Exclusive Qualification Discount for ICA Professional and Fellow Members
All ICA Professional and Fellow members are entitled to discounted rates on subsequent qualifications they choose to enrol on:

  • Professional (MICA) - 10%
  • Fellow (FICA) – 15%

Simply enter your membership number on enrolment to gain your exclusive discounted rate.

 

FTS-Eligible

This programme is recognised under the Financial Training Scheme (FTS) and is eligible for FTS claims subject to all eligibility criteria being met.

Please note that in no way does this represent an endorsement of the quality of the training provider and programme. Participants are advised to assess the suitability of the programme and its relevance to participants’ business activities or job roles.
The FTS is available to eligible entities based on the prevalent funding eligibility, quantum and caps. FTS claims may only be made for recognised programmes with a specified validity period. Please refer to www.ibf.org.sg for more information.

Please refer to www.ibf.org.sg for more information.

Funding

This course is eligible for Financial Training Scheme (FTS) funding. 

Read more about the funding details here

*MAS will enhance course fee subsidies for locals attending accredited or recognised courses up to 50%. 

“Everything is excellent”

Past student of ICA Specialist Certificate in Conduct Risk

“Quality content, this is my 4th qualification with ICA”

Past student of ICA Specialist Certificate in Conduct Risk

“The interactive learning system is great, and I really appreciated the summary videos with Rod after each unit – this was helpful in my studying experience and preparation for the exam”

Past student of ICA Specialist Certificate in Conduct Risk

Course dates and prices

Where are you based?

Fees are subject to local taxes where appropriate and will be shown on your checkout page.


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Expert support

View all

Rhodri Kettle

Global Lead - Governance, Risk and Compliance

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Help and support

Alternatively contact us on: +44(0)121 362 7534 / icainfo@int-comp.org (Course information) or +44(0)121 362 7533 / learningsupport@int-comp.org (Enrolled learners)