ICA Webinar Series

Stay up to date with these free webinars on the latest regulatory and financial crime compliance hot topics

Join us for the next webinar on:

Conduct, Ethics and Vulnerable Customers

This webinar will discuss changing regulatory expectations around ‘treating customers fairly’ and the shift in the conduct agenda towards ‘outcomes’ and ‘purpose’, highlighting measures that compliance officers must take to keep abreast of this evolving agenda to ensure their businesses remain compliant.

12 October 2021 | 09.30 - 10.30 BST

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Sanctions & Cuba – Still Just a US Problem?

Under the Obama Administration, there was a significant easing of US sanctions on Cuba. However, during the Trump era, most of these restrictions were reversed.

A change in the regime has brought heightened concern around human rights violations and a destabilising political environment in the country means it might now be time for the rest of the world to take a firmer stance against the country.

14 October 2021 | 12:30 - 13:30 BST

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Gold and or Precious Metals - Illicit Activity

This webinar will analyze why the gold sector is vulnerable to illicit financial flows and what can be done to better detect, understand and effectively manage risks.

By using the Colombian gold sector as a case study, the webinar will discuss vulnerabilities along the supply chain, from extraction to commercialization and exportation to international markets, drawing on the findings of the new report, "The Gold Standard: Addressing Illicit Financial Flows in the Colombian Gold Sector Through Greater Transparency.

20 October 2021 | 13.00 - 14.00 BST

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The View from 1LOD

This webinar offers practical advice on how to develop a positive and constructive relationship between the risk ownership and risk oversight functions, as well as the benefits of doing so from both a business and compliance perspective.

4 November 2021 | 09.30 - 10.30 GMT

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Beneficial ownership trends in risk, and improving transparency

More details coming soon.

10 November 2021 | 16.00 - 17:00 GMT

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AML for Lawyers webinar

In this webinar, we consider why law firms prove attractive to money launderers and identify the legal services most at risk from financial criminals. We also provide guidance to lawyers on how to comply with their anti-money laundering obligations.

14 December 2021 | 09.30 - 10.30 GMT

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Sanctions: The Need for Agility in a Shifting Landscape

Sanctions regimes are growing ever broader and more complex, and 2021 has seen increased divergence at the global scale with considerable activity in both the EU and US. Moreover, the emergence of thematic sanctions in recent years – targeting both individuals and entities for human rights abuses and corruption – adds to the challenge of managing sanctions risk.

18 January 2022 | 09.30 - 10.30 GMT

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SOW/SOF – Regulatory Expectations and Best Practice

This webinar will discuss current regulatory requirements and guidance regarding SoW/SoF and highlights the main pitfalls associated with information collection and verification, providing best practice advice on how to adopt and implement a risk-based approach.

28 January 2022 | 09.30 - 10.30 BST

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Managing Resources While Managing Regulatory Change

This webinar will consider a range of approaches to meeting this challenge, enabling compliance teams to increase both efficiency and effectiveness, whether through investing in technology or investing in training and development.

16 February 2022 | 09.30 - 10.30 GMT

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