Financial Services Compliance/Risk Officer (level 3)

The Financial Services Compliance/Risk Officer (level 3) apprenticeship programme is typically 15 months in duration and will provide the training needed for providing support and advice to the business on their specific area(s) of expertise (e.g. financial crime), enable them to support the business on specific problems that emerge and working on reviews/audits to check that policies are being correctly applied.

End Point Assessment Structure

Assessment Method	Area Assessed	Assessed by	Grading	Indicative Weighting
Portfolio of Evidence	Whole standard	Independent Assessment Organisation	Fail / Pass / Distinction	50%
Professional Discussion	Whole standard	Independent Assessment Organisation	Fail / Pass / Distinction	50%
Interview	Primarily Skills and Behaviours	Independent Assessment Organisation	Fail / Pass / Distinction	50%