ICA Specialist Certificate in Financial Crime Risk in Global Banking and Markets

Overview

Explore the financial crime risks inherent in the financial markets and the many ways in which financial institutions and corporates are exposed to market manipulation, money laundering, sanctions, tax evasion and bribery & corruption. Gain greater competency in identifying and managing the relevant business, financial, legal, regulatory, operational and reputational risk exposures.

Better understand the risks presented by specific products, services, industries and jurisdictions. Improve your ability to fulfil your regulatory requirement to report knowledge or suspicion of financial crime, while greatly enhancing your organisational value.

 

What will you learn?

  • Regulatory environment, risks and impacts on the world of corporate banking and financial markets
  • Market abuse, fraud and manipulation, tax evasion, sanctions risk
  • Risk exposure and specific customer typologies
  • Financial markets products and their susceptibility to financial crime
  • The CDD process

 

Who is this suitable for?

  • Relationship managers
  • Salespersons
  • Traders
  • Operations
  • Onboarding teams
  • Compliance
  • Auditors
  • Other governance, risk and compliance professionals



Entry requirements

The course is specifically designed to be detailed yet accessible. Prior subject matter knowledge will be useful, but is not essential.

To get the most from the course, a good standard of English is required.



How will you be assessed?

At the end of the online course, you will take a one-hour multiple choice closed book examination.

Specialist certificate courses count as 15 hours of ICA CPD credit.

 


Membership of ICA

In order to study any ICA course you will need to become a member of ICA

 

 



What does it cost?

ICA Membership Fee £30
Course Fee** £595 (+VAT)

 

 

 

 

All costs are (+ VAT or local taxes if applicable). 

**Students currently residing in certain low GDP countries receive a 15% discount on this fee. View list of applicable countries here. This price may differ in countries where the course is priced in local currency. These fees include a printable certificate once you have completed the course.

This course appears on the approved training providers for the Oil & Gas Transition Training Fund in Scotland. Interested applicants should contact Skills Development Scotland www.transitiontrainingfund.co.uk

 

Download syllabus here

Download qualifications framework here

Enrol online

 

When and where can I study?

Visit International Compliance Training's website, our dedicated training partner, for information on the locations and dates for this course. 

Find out more about this course at a free briefing session ►  

I’d like to enrol, but I still have a few final questions.

Please provide us with your contact details and a representative from International Compliance Training, our dedicated training provider will be in touch shortly.

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