Senior Compliance Officers

We are currently looking to identify two experienced Compliance professionals to join our client, a leading provider of wealth management and advisory services. This is an excellent opportunity to join a highly successful business with an experienced team and strong core values.

Functions:

• Conducting extensive due diligence for the establishment of new business relationships
• Risk monitoring and in-depth assessment of new complex structures in the fiduciary, corporate and mutual funds sectors
• AML Reporting Officer
• Ensuring compliance with all external legal and regulatory requirements as well as internal policies and procedures
• Maintaining up to date knowledge of all developments in the regulatory field. Updating internal compliance documentation and training staff accordingly
• Providing assistance and support to the Managing Director and Heads of Business units

Requirements:

• Educated to degree level, ideally in Law
• Professionally qualified as an Attorney-at-Law
• Full STEP member, Associate or Fellow of the ICA
• A minimum of 5 years in a compliance function or legal function within a financial services environment
• Strong communications skills, both written and oral, are critical success factors in this role
• Must be a well rounded team player with a hands on approach to problem solving

A highly attractive rewards package will be offered to suitably qualified candidates.

Applications should be submitted in the first instance with a cover letter and resume to:- recruitment@ballastandcapel.com. The closing date for applications is October 23rd 2011.