ICA Certificated Compliance Awareness Training

ICA Certificate in Compliance Awareness

Good compliance equals good business and good compliance is the responsibility of all staff. Ensuring all are trained in the compliance discipline can help you better manage your risk. The ICA Certificate in Compliance Awareness programme provides a good introduction to compliance. It provides the contextual understanding your staff need so they can approach their responsibilities with confidence.

Develop your knowledge, secure your firm

Key features

An awareness level education programme taking 1-3 months to complete
Comprehensive, detailed course materials that can be used in the workplace
Written and delivered by experienced industry practitioners
Extensive support and resource material
Assessment by a one hour multiple choice exam
Variety of study options to choose from

What you will learn

Unit 1: Understanding the Regulatory Environment

The objectives of financial services regulation
The background to regulation
The regulatory timeline

Unit 2: International Regulation

Regulators and their powers
International regulatory models
Overview of recent international legislation
The impact of EU and international legislation on the UK landscape

Unit 3: Compliance in Practice

Compliance structure
The role of the compliance officer
Key compliance activities and processes

Unit 4: Other Key Compliance Areas

Anti money laundering
Financial crime prevention
Market abuse
Managing risk
Enforcement

Who the qualification will benefit

All staff working in the compliance arena
Internal and external audit staff
Staff working in risk functions
Regulatory representatives

Study Format

Excellent course manuals, support readings and texts
One full day workshop (where available)
A one hour multiple-choice test
Dedicated on-line support

In-house training

In-house options are available to those firms who wish to put a minimum of 15 people through the programme at any one time. There are many advantages to this option including a reduction in price per student, and the ability to include processes unique to this firm in workshop discussions. For more information about in-house programmes contact Helen by email, hlangton@int-comp.org

Course Fees

Public Courses:
Individual Enrolment £550 (+VAT - this fee includes the ICA assessment fee)*
5-9 Enrolments..... 10% discount
10 + Enrolments..... 20% discount

In-house training for 15+ delegates: Price dependant on course numbers and tailored content. Please contact Helen Langton for a quote.

*These fees vary in the following jurisdictions: Australia, The Bahamas, Hong Kong, Malaysia, Romania, Russia and Singapore. Contact us for more information.

Read the Course Terms and Conditions